Compliance Manager Remote Jobs

22 Results

7d

Senior Compliance Manager

LadderRemote, US
Salesc++

Ladder is hiring a Remote Senior Compliance Manager

About Us

We saw a problem within the life insurance industry: getting covered took too long, involved too much paperwork, and required too many in-person meetings with sales agents. Having lost his father at a young age, our CEO, Jamie, was determined to make it easier for people to get the coverage they needed to provide for their families. So, we got to work. We developed a method of real-time underwriting leveraging AI and, in doing so, reduced the months-long process of applying for life insurance to minutes. Our digital experience is quick (instant decisions!), loved by users (check out our Trustpilot or Google reviews) and prolific ($74 billion+ in coverage provided).

About the Role

Ladder is hiring an experienced Senior Compliance Manager to report to and work closely with Ladder’s Chief Compliance Office. This person will continue to help build and implement Ladder’s compliance program. The role involves researching and implementing regulations, helping investigate and manage claims, building various programs and providing guidance on compliance matters.

An excellent Senior Compliance Manager is knowledgeable about regulatory requirements, able to research various topics and help to identify best practices. They uphold high ethical standards and work diligently to fullfil their duties while considering the company's objectives. It is important to be comfortable working in a fast paced environment while managing multiple priorities, be able to effectively communicate and drive results.  This is a remote role based in one of the following 21 States:  AZ, CA, CO, CT, FL, GA, KS, MA, MD, MN, NC, NH, NJ, NV, NY, OH, OR, PA, TX, WA, WI.

Responsibilities

  • Work with Ladder’s Compliance team to continue developing Ladder’s compliance program, including further developing applicable policies, procedures, legislative change management and oversight/testing programs.
  • Collaborate cross-functionally with Ladder’s business teams (e.g., Product, Engineering, Marketing, Business Development, Legal, Customer Support) to find solutions to business needs that satisfy regulatory and compliance requirements.
  • Act as back-up on a variety of functions including third party administrator (TPA) filings and annual reports as well as co-manage Ladder’s licensing requirements. Work effectively in a fast-paced environment with multiple deadlines.

Requirements

  • 5+ years of insurance compliance with some life insurance exposure.  Experience with legislation, regulatory research and claims a plus
  • Strong project management, critical thinking, planning, organization and analytical skills 
  • Ability to work at strategic, tactical and operational levels and execute on initiatives
  • Comfortable taking a risk-based approach
  • Excellent interpersonal, written and verbal communication skills with the ability to clearly articulate the rationale for requirements and gain buy-in from stakeholders
  • Strong personal integrity and drive
  • BS/BA required or equivalent work experience

What we Offer

Whether you work in our beautiful office in Palo Alto or remotely, Ladder is highly collaborative and fun. To support you in your role, we offer fantastic perks and benefits that reflect our mission of care and support, including:

  • Excellent medical, dental, and vision coverage | We offer competitive healthcare and dental plans for you and your family.
  • Flexible paid time off | Take the time you need to rest and recharge, including our week-long winter holiday closure. 
  • Stock options | We offer competitive stock option packages to participate in the success of building Ladder.
  • A rewarding 401k match program| We'll match up to 4% of your contributions as you save for your retirement goals.
  • Commuter benefits | When you work from the office, you will receive pre-tax benefits for your commute and free parking.
  • A stocked, beautiful new office | Located in downtown Palo Alto, our office was specifically designed to accommodate all working styles. We've invested in technology to support our hybrid team, plus we provide office snacks and catered lunches so that team members can work well and have fun together.
  • Paid parental leave|We think it's crucial that new parents have time to adjust to their new lives without worrying about work, so we provide all parents inclusive of birthing, adoption, or fostering ten weeks of paid baby bonding.
  • Work-from-home flexibility and support | We recognize that everyone's homelife is different and support remote and hybrid work. Upon joining, we provide a one-time $500 remote office stipend for all team members and then a monthly $150 stipend to cover WFH costs such as the internet.
  • Fun company-wide events | Whether we work locally or remotely, we genuinely enjoy spending time together. That’s why we plan fun virtual and in-person events to let loose and laugh.

The base pay range targeted for this position is $118,000 - $160,000per year. Base pay is determined by market location and may vary depending on job-related knowledge, skills, and experience. This role is eligible for equity and benefits as shared above. 


Ladder is building a diverse team of talented and enthusiastic people. We are an equal opportunity workplace. At Ladder, differences are celebrated and supported to benefit our people, products, and community. Let us know why you're interested in this position and what unique contributions you can make to the Ladder team. We look forward to hearing from you. 

By clicking "Submit Application," you acknowledge that you have read and agree to the Ladder Job Applicant Privacy Policy and Notice at Collection

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7d

Senior Compliance Auditor

Master’s DegreeBachelor's degreec++

Abarca Health is hiring a Remote Senior Compliance Auditor

What you’ll do

In a few words…

Abarca is igniting a revolution in healthcare.  We built our company on the belief that with smarter technology we are redefining pharmacy benefits, but this is just the beginning…

The Legal & Compliance department ensures our business operations and processes are compliant with all state and federal requirements. They keep Abarca updated on all regulatory and legislative developments to mitigate impact on the services we offer! They're also the team we go to for channeling services from our external legal counsel and working on matters related to tax, audits, managing codes of conduct as well as corporate, and healthcare law.

As our Senior Compliance Auditor, you will be responsible for ensuring successful completion of assigned audit engagements set forth in the company’s Audit Plan with the delegated entities. You will manage and carry out operational audit activities as assigned. You will also be responsible for any external audits including Abarca’s delegated entities. In this position you are also responsible for applying audit & monitoring techniques to examine documentation, interview employees, and conduct analysis of data to identify deficiencies and best practices in controls and compliance with the Center for Medicare and Medicaid Services (“CMS”) requirements as well as any other relevant agency and organizational policies and procedures. As our Senior Compliance Auditor, you need to be knowledgeable about the regulatory requirements that apply to the areas subject to auditing and monitoring activities as conducted under the compliance program.

The fundamentals for the job…

  • Identifying and managing potential risks associated with delegation of services, such as data breaches, compliance violations, or operational disruptions.
  • Manage the execution and documentation of all auditing and monitoring activities, according to the established annual work plan.
  • Ensure processes are followed in accordance with policies and procedures and regulatory guidance.
  • Perform analysis and trending compliance audits. Continuously evaluate specific audit/monitoring activities and determine if more formal or in-depth interventions are required.
  • Prepare clear and concise reports with the evaluations of risk, root cause, and scope of impact of the internal audit findings.
  • Performance Monitoring- tracking and evaluating the performance of delegated entities through regular reporting, audits, and reviews to ensure accountability and transparency.
  • Develop and implement audit tools based on regulatory protocols and guidance.
  • Work with areas to identify root cause and ensure any findings are corrected promptly and documented properly.
  • Perform follow-up monitoring as required to assess improvement on findings and ensure effectiveness of corrective actions resulting from previous audit/monitoring activities as well as issue management process.
  • Act as liaison between Clients and the Company for the coordination of external audits, facilitating a responsive and responsible audit process, including corrective actions, if applicable.
  • Keep up to date with regulatory requirements and best practices.
  • Create or review any policies and procedures or training, as needed.
  • Establish and manage communication and escalation methods.
  • Serve as liaison between Compliance and Abarca business units relating to all audits performed by client or regulatory agencies.
  • Coordinate with areas for reporting requirements or audit universe submissions, including gathering reports, performing quality assurance validations and final submission to clients.
  • Other Compliance, audit, or reporting requirements activities as needed.

 

What we expect of you

The bold requirements…

  • Bachelor’s or Master’s degree in Health Services Administration, Public Health, Health Evaluation, Health Economics, Statistics, Science, or a related mathematics field. (In lieu of a degree, equivalent relevant work experience may be considered)
  • 6+ years of experience in Medicare Part D Compliance or Audits.
  • Experience in PBM Operations.
  • Experience executing audits to evaluate compliance with CMS regulations and Part D requirements, including but not limited to coverage determinations, appeals, credentialing, PDE submissions, and formulary management.
  • Demonstrated ability to work in collaboration with internal and external stakeholders.
  • Strong problem-solving and negotiation skills within a regulatory context.
  • Excellent oral and written communication skills.
  • We are proud to offer a flexible hybrid work model, which will require certain on-site workdays (Puerto Rico location only).

Nice to haves…

  • Certified in Healthcare Compliance (CHC), and/or Certified Fraud Examiner (CFE), and/or Certified Internal Auditor (CIA).

Physical requirements…

  • Must be able to access and navigate each department at the organization’s facilities.
  • Sedentary work that primarily involves sitting/standing.

At Abarca we value and celebrate diversity. Diversity, equity, inclusion, and belonging are guiding principles of Abarca and ensure Abarca’s workforce reflects the communities it serves.  We are proud to provide equal employment opportunities to all employees and applicants for employment and prohibit discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, medical condition, genetic information, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws.

Abarca Health LLC is an equal employment opportunity employer and participates in E-Verify. Abarca Health LLC does not sponsor employment visas at this time.

The above description is not intended to limit the scope of the job or to exclude other duties not mentioned. It is not a final set of specifications for the position. It’s simply meant to give readers an idea of what the role entails.

#LI-REMOTE #LI-JM1

LI-HYBRID #LI-JM1

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Third Bridge is hiring a Remote Compliance Associate (Mumbai)

Job Description

Position Overview

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our Third Bridge Connections Compliance team in Mumbai. The main purpose of this role is to support the compliance requirements for our Connections business across our international offices. 

Skills

  • Organised with excellent attention to detail. 
  • Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices. 
  • Excellent oral and written communication skills.
  • Ability to identify risks and apply strategies or seek guidance to minimise them.
  • Ability to prioritise competing goals and interests and manage time effectively.

Responsibilities

  • Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client specific processes, and responding in a timely manner.
  • Answering internal queries on compliance decisions.
  • Escalating non-compliant or complex questions from the business or requests as and when required. 
  • Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes. 
  • Undertaking ad hoc project work as directed by management.

Working hours:

  • This is a remote role with once a month work from office. The working hours for this vacancy are a four-week rotation including weekend work as set out below:

  • Week 1 and 2: Monday to Friday from 3:00pm to 12:00am
  • Week 3: Monday 12:30pm to 9:30pm and Tuesday to Friday 2:00pm to 11:00pm
  • Week 4: Tuesday to Friday 12:30pm to 10:00pm and Saturday & Sunday 9:00am to 12:00pm

Qualifications

  • Degree level qualification (or equivalent)
  • Previous legal or compliance experience is preferred 
  • Fluency in both written and spoken English is essential

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20d

Compliance Officer

MoodleAustralia, Remote

Moodle is hiring a Remote Compliance Officer

Moodle with us!

We're the world's most popular learning platform and we’re on a mission to empower educators to improve our world.

We are looking for a personable Compliance Officer to join our Legal and Privacy team. Fully flexible and working from anywhere in Australia, this role will be offered as a permanent part-time role.

What your new job can look like…

This role will work closely with our General Counsel and Legal Officers to provide administrative support including direct stakeholder interaction, managing Privacy and Trademark support desk queues, drafting correspondence and assisting with all aspects of trademark infringement and data protection and privacy compliance for Moodle.  As part of a small, tight-knit legal team, you will get the opportunity to be exposed to a range of different areas and develop your skills.

With the pace of Moodle, no two days will ever be the same!  But most days will involve a mix of:

  • Advising (and policing) external and internal parties on Moodle’s policies relating to trademark protection.
  • Assessing and managing data protection impact assessments (DPIAs) with our external Data Protection Officer and assisting with the development of privacy data protection compliance processes.
  • Answering customer and stakeholder enquiries relating to data privacy practices with the focus on GDPR within our CRM and support systems.
  • Managing all support activities within our customer support systems associated with our IP and trademarks, including assisting with the answering, actioning and resolution of support desk tickets.
  • Maintaining Moodle’s trade mark register and trade mark (infringement) watchlist.
  • Managing all legal/compliance support activities within Moodle’s support systems.

We'd love to meet you…

Especially if you have:

  • Proven experience as a Paralegal or Compliance Officer.
  • Advanced proficiency with Google Workspace e.g. Google Docs. 
  • Strong customer service case flow and project management skills.
  • Excellent attention to detail, communication and interpersonal skills.
  • An interest in privacy laws and data protection.
  • An ability to thrive in a diverse, global environment and build strong, positive relationships with team members.
  • Ability to work independently as well as be a strong team player who contributes to overall team goals and projects.

What life at Moodle is like…

Moodle has a globally diverse team with over 260 team members in more than 25 countries around the world. We’ve built a passionate team of hard-working, driven and diverse people from all over the world, united by a shared belief in the ability of our platform to make a positive difference to our world. We respect our colleagues and value an open and innovative workplace, filled with integrity and of course a strong focus on education (yes, these are our company values!)

What else, you say?

  • Our team can work from anywhere, with a flexible working environment that promotes true work life balance
  • We believe in motivating performance rather than micromanaging it, allowing you to feel empowered to do what you do best
  • Gaining new skills by learning from highly skilled peers, along with your own learning and development allowance each year to support your growth
  • Work with a global team on a worldwide platform and make a real difference
  • As a certified B Corp, we are proud to be part of a global community of mission-driven companies dedicated to using business as a force for good
  • Other excellent benefits, like an extra 8 days paid leave to extend your weekends, recharge, volunteer and enjoy a day off for your birthday!, ‘choose your own’ benefit options, flexible public holidays, and many more!

Learn more about your new workplace...

Moodle is the world’s most trusted online learning solution, with a growing ecosystem of products and services, including Moodle Workplace™, Moodle App, MoodleCloud, and more. The engine of our ecosystem is Moodle LMS, the secure and customisable open source learning management platform used by well over 400 million learners worldwide. 

Find out more about us on our website.

Does all this sound good? If yes…

  • Click on the following link to apply
  • Add your resume and anything else you'd like to add… in English, please
  • Press send.

At Moodle we are an equal opportunity employer that actively supports diversity and inclusion in the workplace and prohibits discrimination and harassment of any kind. We’re committed to fair recruitment and selection practices, ensuring we are drawing from a diverse range of sources to attract and select the very best person for the job. Learn more in ourDiversity & Inclusion Charter.

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28d

Regulatory Compliance Analyst

Master’s DegreeBachelor's degreec++

Abarca Health is hiring a Remote Regulatory Compliance Analyst

What you’ll do

In a few words…

Abarca is igniting a revolution in healthcare.  We built our company on the belief that with smarter technology we are redefining pharmacy benefits, but this is just the beginning…

As our Regulatory Compliance Analyst, you will be responsible for ensuring that business operations and procedures are compliant with all state and federal regulatory requirements and abide by State Medicaid Plans as applicable to Abarca. You will ensure that business owners receive, understand, and abide by all federal and state regulations. You will be an independent and critical thinker, and an effective communicator. It is important that you are always up to speed on all regulations applicable to Abarca operations and delegated services.

In this position you will support the Regulatory Compliance Team, in executing Abarca’s Regulatory Change Management Process, including regulatory trainings, Policies & Procedures management, and regulatory consults. You will perform a range of duties such as evaluating compliance regulations and guidance, supporting operational areas in the implementation and documentation of new requirements, and researching and responding to regulatory consults. You will also be responsible for acting as a consultative figure to our clients on regulatory topics, addressing possible changes to delegated services and regulatory questions stemming from potential audit concerns. 

 

The fundamentals for the job…

  • Stay abreast of all regulatory requirements and legislation, industry trends, and best practices.
  • Keep track of regulatory changes for Commercial, Medicare and/or Medicaid, as assigned, including State Medicaid requirements for those states in which Abarca processes claims.
  • Monitor regulatory changes and assess any potential impact of these changes in Abarca’s processes.
  • Work with business areas to discuss identified changes in regulation, define required actions, and ensure requirements are implemented as appropriate.
  • Participate in the Regulatory Change Management (RCM) Committee meetings, presenting regulatory updates and engaging participation of subject matter experts (SME’s).
  • Prepare Compliance Updates and summaries of regulatory requirements identifying required actions, for internal and external stakeholders and maintaining updated Abarca’s regulatory log.
  • Work with operational areas to ensure that required actions derived from guidance are completed, including implementation of new processes, updating current processes, and advising on compliant operations, in accordance with applicable due dates.
  • Lead Policies and Procedures Management process, creating or reviewing P&P’s and ensuring that P&P’s are reviewed within required frequency, and updated with federal and state regulatory requirements, current operations, and overall business operations.
  • Develop a user-friendly system for maintaining the organization’s policies and procedures and ensure they are properly published to the entire organization.
  • Implement regular communication methods to keep all employees informed of policy and procedure updates.
  • Perform research and review guidance to provide timely responses to regulatory questions from clients and business areas.
  • Support the Regulatory Compliance Audits team with regulatory requirements and documentation.
  • Support in the development/update of regulatory compliance training materials. Ensure all Abarcans and delegated entities receive new hire and annual regulatory trainings. Develop ad-hoc trainings of regulatory topics as needed.
  • Support HIPAA investigations, specifically review and keep track of applicable federal and state requirements, including State Medicaid requirements and Client Business Associate Agreements. Act as liaison with the Security Team when system security issues are involved.
  • Maintain and report results on Compliance metrics and assigned Service Level Agreements.

 

What we expect of you

The bold requirements…

  • Bachelor, Law Degree, or Master’s Degree in Health Services Administration, Public Health, Health Evaluation or related field (In lieu of a degree, equivalent, relevant work experience may be considered.)
  • 3+ years experience in Healthcare Compliance and/or regulatory management role.
  • Computer proficiency, knowledge of Microsoft Office products, and Internet experience.
  • Strong understanding of industry processes, healthcare regulations, and PBM Operations.
  • Excellent oral and written communication skills. 
  • We are proud to offer a flexible hybrid work model which will require certain on-site work days (Puerto Rico Location Only).
  • This position requires availability to work in a specified time zone or working schedule, accommodating the business needs of our clients and team members.
  • This position may require availability for on-call hours, including evenings, weekends, and holidays, to promptly address emergent issues or provide necessary support as dictated by operational demands (if applicable).

Nice to haves…

  • Preferred Certification in Healthcare Compliance (CHC), and/or Certified Fraud Examiner (CFE), and/or Certified Internal Auditor (CIA).

Physical requirements… 

  • Must be able to access and navigate each department at the organization’s facilities.
  • Sedentary work that primarily involves sitting/standing.

 

At Abarca we value and celebrate diversity. Diversity, equity, inclusion, and belonging are guiding principles of Abarca and ensure Abarca’s workforce reflects the communities it serves.  We are proud to provide equal employment opportunities to all employees and applicants for employment and prohibit discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, medical condition, genetic information, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws.

Abarca Health LLC is an equal employment opportunity employer and participates in E-Verify.  “Abarca Health LLC does not sponsor employment visas at this time”

The above description is not intended to limit the scope of the job or to exclude other duties not mentioned. It is not a final set of specifications for the position. It’s simply meant to give readers an idea of what the role entails.

#LI-REMOTE #LI-JM1

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28d

Compliance Officer

SinchStockholm,Stockholm County,Sweden, Remote Hybrid

Sinch is hiring a Remote Compliance Officer

Sinch is a Customer Communication Cloud company, directly powering meaningful conversations at scale across messaging, voice and email to help businesses deliver unified, personalized experiences that truly revolve around their customers – no matter the channels they use. More than 150,000 businesses – including many of the world’s largest tech companies, rely on us for their customer communication needs.

We dream big – for our company, our customers and our employees – and we hire the best talent worldwide to help us bring our vision to life. We have near 4,500 Sinchers in more than 60 countries – probably somewhere near you!

We are seeking a Compliance Officer to help develop Sinch’s Ethics & Compliance Program globally. Ethics & Compliance is one of our core pillars of business and we look forward to further supporting the business and enabling ethical business wherever we operate.

About the role

As the Compliance Officer you will work closely with our VP, Group Ethics & Compliance to support the development of our compliance program globally. Responsibilities include refining our governing documents and related processes/controls, driving awareness by providing training on our ethical framework and related compliance risk bands, assisting with allegation intake and internal investigations. 

You will work together with other internal and external experts, within Group Legal and with other areas in the company, and interact with management and staff on all levels globally.

This role is based in Stockholm or Paris and reports to our VP, Group Ethics & Compliance.

About You

To be successful in the role, you have legal knowledge and commercial understanding and mindset. You have excellent judgement, high integrity and ethical standards. You are a problem solver who has the strategic judgement and the capability to think through complex issues and find practical solutions with the business in mind. You enjoy working independently in a fast-paced international environment, as part of a bigger context and a global legal team.

You have:

  • Proven experience of qualified compliance work including developing programs and policies as well as ethical frameworks across several compliance risk bands
  • Experience from working in a complex global organization is an advantage
  • Experience from telecommunications or IT industry is an advantage
  • A law degree or masters degree in business, accounting, economics or a related field from a renowned university is desirable
  • Fluency in English is required, second European language is desirable

 

Our Values

At Sinch we “Dream Big”, “Win Together”, “Keep it simple” and “Make it Happen”. These values are our foundation for fostering an environment where diversity of thinking, skills and experiences are embraced, delivering innovation and better business results.

Bring your authentic self to Sinch

Here at Sinch we embrace diversity and work to create an inclusive workplace where everyone can thrive. No matter who you are, you'll be able to explore new career and growth options - sharing your voice, building your path and making it happen with us.

We’re proud to be an equal opportunity employer, and all qualified applicants will be considered to join our team regardless of race, color, religion, creed, gender, national origin, age, disability, veteran status, marital status, pregnancy, sex, gender expression or identity, sexual orientation, citizenship, or any other legally protected class.

 

Our Hiring Process 

At Sinch, we are committed to following a recruitment process that is fair, objective, consistent, and non-discriminatory. We use pre-employment assessment to create an inclusive application experience to help foster diverse and high performing teams.

Even if you do not meet all job requirements, don't let that stop you from considering Sinch for the next step in your career. We are always looking for people that could help us pioneer the way the world communicates.

If this role isn't what you're looking for, please consider other open roles on our career page: https://www.sinch.com/careers/

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+30d

Compliance Manager

Privia HealthRemote, USA, Remote

Privia Health is hiring a Remote Compliance Manager

Job Description

Reporting to the Director, Compliance & PMG Compliance Officer, the Compliance Manager will ensure all required elements of an effective Compliance Program are met. This position will be responsible for assisting with execution of our compliance plan and the organization’s compliance education program. The Manager, Compliance will assist in review and development of processes and controls to ensure compliance with state and federal laws and regulations applicable to Privia Health. 

  • Serve as a Subject Matter Expert in health care compliance and maintain a current knowledge of healthcare legal and regulatory requirements and industry standards

  • Research Federal and State regulations and payor contract requirements on assigned compliance topics

  • Partners and collaborates with the Compliance Department, senior leadership, and legal counsel to develop guidance on all new and current business initiatives

  • Assist in the implementation of Privia’s Compliance Program in new markets

  • Assist in responding to regulatory and payor audit requests

  • Assist in the management of the day-to-day compliance program 

  • Assists in the development, modification, communication, and implementation of policies and procedures

  • Assist Sr. Director, Audit & Compliance with managing and maintaining organization’s policy and procedure tool

  • Assists in the development and execution of annual compliance and monitoring plans, including performing the risk assessment and implementing corrective action plans where needed

  • Coordinate with the Coding Compliance and Integrity Team to ensure appropriate action plans are in place and monitored

  • Work with Compliance, Legal, IT Security and Training teams to maintain compliance education and training materials

  • Perform internal compliance audits and investigations as assigned, including risk-based audit program development, testing and drafting results

  • Collaborate with departmental management to develop formal corrective actions to ensure compliance

  • Support the Sr. Director, Audit & Compliance in preparation and delivery of reports to various stakeholders and Executive Management team

  • Perform tasks assigned by the Market Compliance Committees

  • Participate in Compliance Committee meetings and assist in the preparation of related materials.

  • Assists the Sr. Director Audit and Compliance with compliance special projects

  • Experience with ACO’s is beneficial

  • Perform other duties as assigned

Qualifications

  • Bachelor’s Degree preferred or relevant equivalent experience

  • 5+ years’ experience in healthcare compliance with a keen understanding of compliance risks

  • Knowledge of laws regulations impacting healthcare; Able to review and understand regulations and guidelines and apply them to business practices

  • Compliance Certification (CHC, CHPC, CHRC, or CHC-F) preferred 

  • Must comply with HIPAA rules and regulations

The salary range for this role is $95,000 to $115,000 in base pay and exclusive of any bonuses or benefits. This role is also eligible for an annual bonus targeted at 15% & restricted stock units. The base pay offered will be determined based on relevant factors such as experience, education, and geographic location.

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+30d

Security and Compliance Manager (London)

DeskproLondon,England,United Kingdom, Remote Hybrid
Design

Deskpro is hiring a Remote Security and Compliance Manager (London)

Deskpro, a leading provider of help desk software, is seeking a Security and Compliance Manager to join our team. As a Security and Compliance Manager at Deskpro, you will be responsible for ensuring the security and compliance of our software and systems, as well as implementing and enforcing policies and procedures to safeguard sensitive data.

We take security seriously, and we work with many enterprise and government clients. In this role, you will have the opportunity to make an impact and contribute to the continued success of Deskpro as a trusted provider of secure help desk solutions.

Responsibilities:

  • Manage all existing security and compliance security policies, practices, procedures and systems
  • Where required, develop and implement additional security policies, practices and procedures
  • Ensure compliance with relevant industry standards and regulations
  • Monitor and assess potential security risks and vulnerabilities
  • Design and implement security controls, including authentication, encryption, and access controls
  • Perform regular security audits and vulnerability assessments
  • Engage with customers and prospects regarding custom security and compliance requests
  • Conduct security incident response and investigations
  • Educate and train employees on security best practices
  • Maintain awareness of emerging security threats and solutions
  • Collaborate with cross-functional teams to implement security measures
  • Stay up-to-date with industry trends and best practices in security and compliance
  • Proven experience in a similar role, with a focus on security and compliance
  • Deep knowledge of relevant industry standards and regulations (e.g., SOC 2, ISO 27001, GDPR, HIPAA)
  • Strong understanding of security principles, technologies, and best practices
  • Experience in developing and implementing security policies and procedures
  • Familiarity with security tools and technologies, such as intrusion detection systems, firewalls, and data encryption
  • Ability to assess and mitigate security risks
  • Excellent communication and interpersonal skills
  • Ability to work independently and collaboratively in a fast-paced environment
  • Attention to detail and strong analytical skills
  • Relevant certifications (e.g., CISSP, CISM, CRISC) are a plus

Competitive benefits package including stock options. Specifics will be dependent on location (either London, UK or Austin, TX, USA).

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+30d

Senior Compliance Engineer

SamsaraRemote - US

Samsara is hiring a Remote Senior Compliance Engineer

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+30d

Senior Cloud Compliance Analyst

TaniumAddison, TX (Hybrid)
Bachelor's degreeAWS

Tanium is hiring a Remote Senior Cloud Compliance Analyst

The Basics

The Senior Cloud Compliance Analyst will be the focal point for all FedRAMP internal and external parties, drive high-level process related to continuous improvement of FedRAMP requirements and anything else that bolsters or support the compliance aspects of Tanium’s FedRAMP program. 

 The ideal candidate must demonstrate in-depth knowledge and experience in cloud security controls implementation, compliance auditing, accreditation/certification (especially FedRAMP) and creation of risk management frameworks involved therein in order to define needs and goals, and guide continual improvement approaches. They should demonstrate command of or acute familiarity with the CSAs Cloud Controls Matrix, with NIST 800-53 / 800-171, with the ISO 27000 series and with FedRAMP pursuit. The Cloud Compliance Analyst will be accountable for ensuring that business operations are effectively and consistently in compliance with Tanium’s information and cloud security practices. 

What you'll do

  • FedRAMP Security Audit Management: 
    • Manage the relationships and execution of all processes related to internal and external audit
    • Act as a key initiative driver and SME in in Tanium’s pursuit of FedRAMP Authorization
    • Assess and review new vendors for optimal controls implementation and compliance 
  • FedRAMP Information Risk Reporting: 
    • Play the lead role in ongoing reporting requirements
    • Communicate results of findings
    • Make recommendations for improvement through concise, high quality reports 
  • FedRAMP Security Assurance Program Development: 
    • Integrate the tracking of the FedRAMP Compliance Framework with the requirements of emerging Customer-Facing Cloud Infrastructure Frameworks at Tanium
    • Write and revise Tanium’s System Security Plans (SSP), Plan of Actions & Milestones (POA&Ms), policies, standards, procedures, guidelines and other documentation based on Tanium’s business needs
    • Seek opportunities for continuous improvement of risk assessment and compliance practices to drive efficiency 
  • Act as a consultant to the business. Develop and maintain expertise, acting as a Subject Matter Expert (SME) in the fields of risk and audit management. 

  

We’re looking for someone with

  • Education
    • Bachelor's Degree in Computer Science, Engineering, IT, InfoSec or other relevant degree or equivalent work experience 
  • Experience 
    • 5-7 years business/technical/information security/risk compliance experience
    • Experience in information security risk analysis, auditing, compliance, policies, and overall governance and communication
    • Knowledge of hybrid IT systems, networking, and cloud environments (AWS, Google, etc.)
    • Demonstrated success implementing and Information Security control frameworks and standards such as ITIL, CIS Top 20, SOC 2, GDPR, NIST CSF / 800-53, FISMA, and FedRAMP
    • Strong knowledge of audit and risk management methodologies, such as COBIT, NIST 800-37/800-30, FAIR
    • Experience with GRC, IAM, and risk management tools and solution
    • Experience with information security tools and solutions. 
  • Certifications 
    • CISA, CRISC, GIAC, CISM, or CISSP certifications (preferred)

About Tanium 

Tanium delivers the industry's only true real-time cloud-based endpoint management and security offering. Its converged endpoint management (XEM) platform is real-time, seamless, and autonomous, allowing security-conscious organizations to break down silos between IT and Security operations that results in reduced complexity, cost, and risk. Securing more than 32M endpoints around the world, Tanium's customers include Fortune 100 organizations, top US retailers, top US commercial banks, and branches of the U.S. Military. It also partners with the world's biggest technology companies, system integrators, and managed service providers to help customers realize the full potential of their IT investments. Tanium has been named to the Forbes Cloud 100 list for nine consecutive years and ranks on the Fortune 100 Best Companies to Work For. For more information on The Power of Certainty™, visitwww.tanium.comand follow us onLinkedIn andX. 

On a mission. Together. 

At Tanium, we are stewards of a culture that emphasizes the importance of collaboration, respect, and diversity. In our pursuit of revolutionizing the way some of the largest enterprises and governments in the world solve their most difficult IT challenges, we are strengthened by our unique perspectives and by our collective actions.   

We are an organization with stakeholders around the world and it’s imperative that the diversity of our customers and communities is reflected internally in our team members. We strive to create a diverse and inclusive environment where everyone feels they have opportunities to succeed and grow because we know that only together can we do great things. 

Each of our team members has 5 days set aside as volunteer time off (VTO) to contribute to the communities they live in and give back to the causes they care about most.   

What you’ll get

The annual base salary range for this full-time position is $110,000 to $325,000. This range is an estimate for what Tanium will pay a new hire. The actual annual base salary offered may be adjusted based on a variety of factors, including but not limited to, location, education, skills, training, and experience.

In addition to an annual base salary, team members will receive equity awards and a generous benefits package consisting of medical, dental and vision plan, family planning benefits, health savings account, flexible spending account, transportation savings account, 401(k) retirement savings plan with company match, life, accident and disability coverage, business travel accident insurance, employee assistance programs, disability insurance, and other well-being benefits.

 

For more information on how Tanium processes your personal data, please see our Privacy Policy.

#Hybrid

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+30d

Compliance Consultant (Contract)

Sigma SoftwareKyiv, Ukraine, Remote
7 years of experience

Sigma Software is hiring a Remote Compliance Consultant (Contract)

Job Description

  • Leading and overseeing compliance projects following relevant regulations and standards 

  • Implementing, developing, and supporting management systems such as ISMS, BCMS, and QMS 

  • Exploring, implementing, and supporting privacy requirements to ensure alignment with data protection regulations 

  • Developing and implementing comprehensive policies and procedures that align with regulatory requirements, and monitoring and assessing compliance managers' documented policies 

  • Leading and conducting thorough audits to identify areas of risk, non-compliance, and opportunities for improvement 

  • Providing recommendations for corrective actions 

  • Collaborating with relevant stakeholders to perform risk management 

  • Developing, updating, and implementing advanced compliance training programs for employees across all levels, while managing compliance managers' support for the awareness program 

  • Investigating, resolving, and providing guidance for compliance managers on complex requests and complaints, ensuring appropriate corrective actions are taken 

  • Investigating and implementing automation of compliance processes 

Qualifications

  • In-depth knowledge of one or more of the relevant standards such as ISO 27001, SOC2, OWASP SAMM, ISO 27701, ISO 22301, ISO 9001, ISO 42001 

  • 5-7 years of experience in compliance management, focusing on Information Security, Privacy, and BCP (Business Continuity Planning) 

  • Experience in obtaining external certifications 

  • Excellent communication skills with the ability to explain compliance requirements in clear and understandable language to all stakeholders 

  • Advanced analytical skills 

  • Experience with GRC/Compliance Software 

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+30d

Regulatory Compliance Manager

XeSydney,New South Wales,Australia, Remote Hybrid

Xe is hiring a Remote Regulatory Compliance Manager

At Xe, we live currencies. We share the belief that behind every currency exchange, query or transaction is a person or business trying to accomplish something important, so we work together to develop new and better currency services that put our customers first.

Xe was one of the first businesses built on the internet, having begun its life in Canada in 1993 as Xenon Laboratories. Our Universal Currency converter was launched in 1995 and it has grown into one of the most popular currency sites in the world, with over 280 million users worldwide. In 2015, Xe was purchased by Euronet Worldwide, Inc. (Nasdaq: EEFT), and joined forces with Euronet’s HiFX brand, a leading international money transfer business, to offer Xe’s users access to reliable money transfer services as well as currency information under the Xe brand. Today, our platform is used by thousands of businesses from small-to medium-sized enterprises, to Fortune 500 companies.

We continue to have ambitious growth plans as we work towards becoming the world’s most used, most loved and most trusted currency exchange service, helping more than a billion people around the world.

We’re proud of what we do and how we do it, but most importantly why we’re here. We empower people to know more and do better...because behind every currency exchange query or transaction is a person trying to accomplish something important.

We are currently embarking on a journey to launch a number of exciting new products to complement our core FX offering. So this is a great opportunity to be part of a collaborative and innovative global team and to gain unique experience by partnering with the business to provide guidance and support from a regulatory compliance perspective.

How will you help Xe become successful?

The Regulatory Compliance Manager is responsible for assisting with ensuring Xe‘s Compliance framework complies with regulatory requirements and internal policies. In addition, you are responsible for assisting the Head of Compliance and AML Compliance Officer in management of the Compliance Assurance and Financial Crime Compliance programs, ensuring that Xe’s products and services offered are in compliance and the operations are consistent with regulatory requirements and conditions.

What you’ll do

● Oversight of the Compliance Monitoring Program, providing assurance controls and processes are in compliance and operating effectively with current legal and regulatory conditions and aligning the business and its operations with future legal and regulatory requirements and conditions.

● Reviewing reports from the Compliance Operations team, ensuring transaction monitoring alerts are reviewed in a timely manner, SMRs and other reports or filings are submitted within the required regulatory timeframe.

● Provide support with organising and executing on regulatory examinations and Independent Reviews.

● Provide support with respect to responding to regulatory consumer complaints, bank requests for information and due diligence questionnaires.

● Support on reviewing and updating policies, procedures, and compliance training.  Coordinates with Compliance Operations team on implementation.

● Support on any other regulatory and compliance matters, as indicated by the Head of Compliance.

● Providing support in undertaking trend analysis to determine key risks areas to the business from a compliance perspective.

Who you are

● You’ll demonstrate a track record gained working within a similar role either within the FX, OTC derivatives or payments industry, or within a highly regulated financial services organisation for a minimum of 5 years.

● Solid understanding and experience in relevant ASIC regulatory guides, regulatory portals, AFSL licensing and regulatory reporting requirements.

● Must have a detailed knowledge of legal, regulatory compliance and operational risk issues.

● Possess a strong ability to articulate and communicate risk and compliance issues across all levels and verticals within the business.

● Demonstrate superior project management and time management skills necessary to produce work in accordance with professional standards, effortlessly pivot and manage multiple projects simultaneously.

● Getting the right balance, achieving successful commercial outcomes from regulatory requirements and change.

● Ability to assess complex activities to identify potential compliance and/or operational risks.

● Familiar with the product development lifecycle, providing regulatory guidance and conducting compliance risk assessments (desirable).

● Experience handling internal and external dispute resolution processes, including communications with AFCA (desirable).

● Have strong technical aptitude and ability to discuss detailed technical requirements with IT and product development teams.

● Proven ability to build relationships and communicate clearly and concisely with stakeholders at all levels.

  • Competitive market-based salary
  • Annual Discretionary Bonus
  • Superannuation
  • Healthcare
  • 20 days annual leave increasing with each year of service (capped at 25 days
  • Paid day off for your Birthday
  • Discounted Euronet Employee Share Purchase Plan (ESPP)
  • Plumm Mental Health and Wellbeing

We want Xe to be a great place to work and to ensure that our communities are represented across our workforce.  A vital part of this is ensuring we are a truly inclusive organisation that encourages diversity in all respects. 

At Xe we are committed to making our recruitment practices barrier-free and as accessible as possible for everyone.  This includes making adjustments or changes for disabled people, neurodiverse people or people with long-term health conditions. If you would like us to do anything differently during the application, interview or assessment process, including providing information in an alternative format, please contact us on recruitment@xe.com 

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Modern Health is hiring a Remote Compliance Operations Manager

Modern Health 

Modern Healthis a mental health benefits platform for employers. We are the first global mental health solution to offer employees access to one-on-one, group, and self-serve digital resources for their emotional, professional, social, financial, and physical well-being needs—all within a single platform. Whether someone wants to proactively manage stress or treat depression, Modern Health guides people to the right care at the right time. We empower companies to helpalltheir employees be the best version of themselves, and believe in meeting people wherever they are in their mental health journey.

We are a female-founded company backed by investors like Kleiner Perkins, Founders Fund, John Doerr, Y Combinator, and Battery Ventures. We partner with 500+ global companies like Lyft, Electronic Arts, Pixar, Clif Bar, Okta, and Udemy that are taking a proactive approach to mental health care for their employees. Modern Health has raised more than $170 million in less than two years with a valuation of $1.17 billion, making Modern Health the fastest entirely female-founded company in the U.S. to reach unicorn status. 

We tripled our headcount in 2021 and as a hyper-growth company with a fully remote workforce, we prioritize our people-first culture (winning awards including Fortune's Best Workplaces in the Bay Area 2021). To protect our culture and help our team stay connected, we require overlapping hours for everyone. While many roles may function from anywhere in the world—see individual job listing for more—team members who live outside the Pacific time zone must be comfortable working early in the morning or late at night; all full-time employees must work at least six hours between 8 am and 5 pm Pacific time each workday. 

We are looking for driven, creative, and passionate individuals to join in our mission. An inclusive and diverse culture are key components of mental well-being in the workplace, and that starts with how we build our own team. If you're excited about a role, we'd love to hear from you!

The Role

As the Compliance Operations Manager, you will sit on the Compliance, Regulatory, & Privacy (CRP) team within Modern Health’s Legal & Compliance Department and report to the Associate General Counsel (CRP) & Head of Compliance who oversees Modern Health’s Corporate Compliance Program across the organization.

In this role, you will support the Associate General Counsel & Head of Compliance in managing the company’s compliance program operations to ensure that the company achieves its compliance goals while executing its mission to improve the lives of people and their communities by offering an inclusive mental health solution that drives the best outcomes, is the most cost-effective, and is the most engaging. You will be responsible for assisting in the design, implementation, training and education, monitoring, and auditing of the company’s compliance policies and processes. You’ll work closely with almost every function at the company to help advise on a wide range of compliance matters and risk mitigation activities.

This position is not eligible to be performed in Hawaii.

What You’ll Do

  • Be a key advisor in the development, implementation, and maintenance of Modern Heath’s compliance program
  • Work with the CRP team and other functions on the enhancement of core compliance program elements across the company
  • Manage policy review, development, and roll out
  • Manage and conduct internal investigations in collaboration with the legal team (and other functions as needed) and manage the development and implementation of corrective action plans 
  • Assist in the design and conduct compliance training for company personnel as well as update and develop additional training content, as needed
  • Assess and prioritize compliance risk areas and implement risk mitigation strategies
  • Conduct audits of company processes to ensure compliance with company policies and procedures as well as applicable federal, state, and non-U.S. laws
  • Support review of general compliance requests and develop enablement regarding common compliance inquiries 
  • Support HIPAA/Privacy records requests 
  • Support privacy compliance operations
  • Support regulatory compliance projects and initiatives 
  • Manage the team’s governance, risk, and compliance (GRC)  tools 
  • Contribute to the vetting of third-party service suppliers and ensure systematic escalation and vetting of “red flags”
  • Assist with the preparation of quarter-end compliance reports for executive leadership and the Board

Who You Are

  • Bachelor’s Degree
  • 6+ years of compliance experience 
  • Excellent academic credentials with demonstrated ability to succeed 
  • Experience with and/or understanding of compliance issues confronting the healthcare industry or another heavily regulated industry, including prior experience in operationalizing a compliance program
  • Demonstrated knowledge and understanding of the requirements for effective compliance programs as set forth in OIG Guidance and the Federal Sentencing Guidelines
  • Ability to assess and prioritize risks, allocate resources, and effectively work with the Head of Compliance on plans to mitigate such risks 
  • Excellent organizational, project management, analytical, and problem-solving skills with attention to detail
  • Excellent written, oral, and presentation skills
  • Adept at operating in a fast-paced, dynamic work environment and managing competing priorities under demanding deadlines
  • Strong commitment to ethics and exercises good judgment
  • Motivated self-starter and team player as well as process and detail-oriented
  • Outstanding interpersonal skills and dedication to integrity
  • Compliance auditing and monitoring skills a plus 
  • Certification such as CHC, CCEP,  CFE, CIPP or equivalent a plus

Benefits

Fundamentals:

  • Medical / Dental / Vision / Disability / Life Insurance 
  • High Deductible Health Plan with Health Savings Account (HSA) option
  • Flexible Spending Account (FSA)
  • Access to coaches and therapists through Modern Health's platform
  • Generous Time Off 
  • Company-wide Collective Pause Days 

Family Support:

  • Parental Leave Policy 
  • Family Forming Benefit through Carrot
  • Family Assistance Benefit through UrbanSitter

Professional Development:

  • Professional Development Stipend

Financial Wellness:

  • 401k
  • Financial Planning Benefit through Origin

But wait there’s more…! 

  • Annual Wellness Stipend to use on items that promote your overall well being 
  • New Hire Stipend to help cover work-from-home setup costs
  • ModSquad Community: Virtual events like active ERGs, holiday themed activities, team-building events and more
  • Monthly Cell Phone Reimbursement

Equal Pay for Equal Work Act Information

Please refer to the ranges below to find the starting annual pay range for individuals applying to work remotely from the following locations for this role.


Compensation for the role will depend on a number of factors, including a candidate’s qualifications, skills, competencies, and experience and may fall outside of the range shown. Ranges are not necessarily indicative of the associated starting pay range in other locations. Full-time employees are also eligible for Modern Health's equity program and incredible benefits package. See our Careers page for more information.

Depending on the scope of the role, some ranges are indicative of On Target Earnings (OTE) and includes both base pay and commission at 100% achievement of established targets.

San Francisco Bay Area
$123,400$145,200 USD
All Other California Locations
$111,100$130,700 USD
Colorado
$98,800$116,200 USD
New York City
$123,400$145,200 USD
All Other New York Locations
$111,100$130,700 USD
Seattle
$111,100$130,700 USD
All Other Washington Locations
$111,100$130,700 USD

Below, we are asking you to complete identity information for the Equal Employment Opportunity Commission (EEOC). While we are required by law to ask these questions in the format provided by the EEOC, at Modern Health we know that gender is not binary, and we recognize that these categories do not reflect our employees' full range of identities.

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+30d

Information Security Risk and Compliance

PurpleBoxIncAtlanta, GA, Remote
Full TimeDesign

PurpleBoxInc is hiring a Remote Information Security Risk and Compliance

Job Description

Multiple Information Security Risk and Compliance Positions are available.

  • Entry-level to mid-senior level
  • Internship, Part-Time, Full Time

We are seeking to hire multiple Information Security, Risk, and Compliance professionals to work with our customers on risk assessment, compliance, and cybersecurity projects.  As part of project delivery teams, these professionals are responsible for the execution, monitoring, and enforcement of the information security governance, risk management, and compliance projects.  The successful candidate will oversee day to day execution of operational information security risk and compliance initiatives at PurpleBox and/or our clients. 

Responsibilities:

  • Manage and execute the day-to-day information security risk and compliance operational activities
  • Develop and recommend appropriate information security policies, standards, procedures, checklists, and guidelines using generally recognized security concepts tailored to meet the requirements of the organization
  • Identify and document specific security issues, propose resolution options, and interpret matters from the perspective of involved stakeholders
  • Communicate regularly with teams and staff as part of risk assessments, follow-up on open issues, status tracking, and other miscellaneous items.
  • Independently design, recommend, plan, develop, and support implementation of project-specific security solutions to meet requirements
  • Manage remediation of identified risks and vulnerabilities; identify those within the organization responsible for remediation tasks; track progress on remediation of identified risks and vulnerabilities and provide appropriate reporting to all constituents
  • Provides regular reporting metrics on the current state of the program.
  • Other duties as assigned

Qualifications

  • Bachelor’s degree in Computer Science, Information Technology, Business Administration, or related field 
  • Experience in information security risk assessment, compliance and/or security operations
  • Previous experience in one or more of the areas below is a plus:
  • --- IT Security Strategy and Management
  • --- Risk Management, IT Audit, and Compliance
  • --- Network, System, Database administration, support and/or help-desk experience
  • --- Application Security, Software Development
  • --- Security Monitoring, Data Loss Prevention, Incident Response
  • Excellent written and verbal communication skills, interpersonal and collaborative skills, and the ability to communicate security and risk-related concepts to technical and nontechnical audiences. 
  • Strong analytical skills to analyze security requirements and relate them to appropriate security controls.
  • Working knowledge of relevant security regulations, standards and frameworks, including SOC2, ISO27000, PCI, HIPAA, and NIST CSF.

Professional certifications such as CISM (Certified Information Security Manager), CISA (Certified Information Systems Auditor) or other similar credential is a plus.

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+30d

Senior Compliance Advisory Manager

MonzoCardiff, London or Remote (UK)
Design

Monzo is hiring a Remote Senior Compliance Advisory Manager

???? We’re on a mission to make money work for everyone.

We’re waving goodbye to the complicated and confusing ways of traditional banking. 

With our hot coral cards and get-paid-early feature, combined with financial education on social media and our award winning customer service, we have a long history of creating magical moments for our customers!

We’re not about selling products - we want to solve problems and change lives through Monzo ❤️

Hear from our team about what it's like working at Monzo


 

????London, Cardiff or Remote | ???? £86,000 - £100,000 + Benefits | Hear from the team ✨ 

⭐Our Risk & Compliance team

We’re looking for a Senior Compliance Advisory Manager to join our second line of defence (2LoD). 

We’re looking for a pragmatic, collaborative and experienced senior compliance manager with deep knowledge of FCA rules and associated regulations, who is passionate about Monzo's mission to make money work for everyone. This role will have day-to-day responsibility for advising on compliance matters associated with Monzo’s Wealth Collective  covering Pensions, Investments, Savings and Insurance products in the UK, reporting directly to Monzo’s Senior Compliance Advisory Team Manager.

At Monzo we do things differently: we truly care about providing a phenomenal experience for our customers. We believe there’s a better way to do banking, and we want to be the best possible (fully compliant!) bank without getting stuck in the old ways of doing things. We operate a “three lines of defence” model of risk management at Monzo: you’ll be working in 2LoD as part of our Risk and Compliance Collective, in the Compliance Team.

This role will partner directly with our Product teams to ensure we fulfil our Consumer Duty requirements, launch products safely and adhere to key regulatory compliance obligations. This will require experience of advising on the  requirements of the FCA sourcebooks whilst also having a grounding in the  retail banking and payments landscape and requirements more widely.

???? You’ll play a key role by...

  • Proactively working closely with the  Product teams in Wealth to provide clear and accurate technical or specialist compliance advice across: 
    • a number of areas (FCA Handbook primarily,  though not exclusively, COBS, ICOBS, BCOBS, PRIN); and 
    • primary and secondary legislation and guidance within HMRC’s remit, in respect of new products and major strategic initiatives. 
  • Providing Compliance advice and guidance on financial promotions, supporting both the Marketing and Financial Promotion teams.
  • Building and maintaining proactive, effective and constructive relationships with fellow Compliance team members, supporting the Compliance Leadership and regularly liaising with first line Risk, Legal and Audit.
  • Supporting the vision, strategy and direction of Conduct and Compliance Advisory, consistent with the CRO’s broader strategy for the Risk, Compliance and Financial Crime Collective.
  • Promoting the culture and practice of compliance within Monzo through training, coaching and constructively challenging first line colleagues. 
  • Challenging our policies and procedures to make sure that we’re providing great customer outcomes and meeting regulatory requirements.
  • Collaborate with the wider Compliance team in creating and updating compliance policies and procedures to reflect current regulatory requirements.
  • 2LoD support and oversight on Regulatory Breach and Incident Management.
  • Exploring new ways to streamline, automate and enhance Monzo’s approach to compliance.
  • Delivering continuous improvement to the function and helping to create a Compliance ‘centre of excellence’.

This role requires strong communication & collaboration skills with a ‘ hands-on ’ approach, to ensure that regulations are fully understood, our products are ‘compliant by design’ and our customers' needs are being met.

???? We’d love to hear from you if…

  • You have in-depth experience of the Consumer Duty and advising on regulatory requirements for investments and pensions.
  • You like to be where the action is and thrive in fast paced environments where you can take the lead and shape new products and initiatives by building strong, mutually respectful relationships.
  • You are a strategic thinker, a strong communicator and a keen problem solver who knows how to assess risk and recommend solutions that balance business and risk perspectives.
  • You have hands-on regulatory experience, such as a practical understanding of relevant regulation regarding some or all of retail investments, pensions, insurance, and savings having ideally spent time in house at a bank, investment platform, and/or financial technology company advising on regulatory conduct compliance matters.
  • You have working knowledge of the role of the Risk and Compliance function within the 3 lines of defence model.
  • You're self-motivated, highly organised and focused on executing well.
  • You're able to work independently and with changing priorities.
  • You’re able to build strong, mutually respectful relationships with diverse teams.
  • You have a genuine interest in the role of Compliance and recognise the value of compliance being a competitive advantage in a business like Monzo.
  • You have a passion for compliance and are excited about the future of banking and want to work with us to shape it.

????What’s in it for you

????£86,000 - £100,000 ➕ share options.

????This role can be based in our London or Cardiff offices, but we're open to distributed working within the UK (with ad hoc meetings in London)

⏰We offer flexible working hours and trust you to work enough hours to do your job well, and at times that suit you and your team. 

????£1,000 learning budget each year to use on books, training courses and conferences.

➕ Plus lots more! Read our full list of benefits.

????The application journey has 4 key steps

- Phone call with recruiter (30 mins)
- Initial video call with hiring manager (30 mins)
- Technical video interview with hiring manager and stakeholder (60 mins)
- Behavioural interview with stakeholders (45 mins)

Our average process takes around 3-4 weeks but we will always work around your availability. You will have the chance to speak to our recruitment team at various points during your process but if you do have any specific questions ahead of this please contact us on business-hiring@monzo.com

We’ll only close this role once we have enough applications for the next stage. Please submit your application as soon as possible to make sure you don’t miss out.

#LI-NZ1 #LI-REMOTE


Equal opportunities for everyone

Diversity and inclusion are a priority for us and we’re making sure we have lots of support for all of our people to grow at Monzo. At Monzo, we’re embracing diversity by fostering an inclusive environment for all people to do the best work of their lives with us. This is integral to our mission of making money work for everyone. You can read more in our blog, 2023 Diversity and Inclusion Report and 2023 Gender Pay Gap Report.

We’re an equal opportunity employer. All applicants will be considered for employment without attention to age, ethnicity, religion, sex, sexual orientation, gender identity, family or parental status, national origin, or veteran, neurodiversity or disability status.

If you have a preferred name, please use it to apply. We don't need full or birth names at application stage ????

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+30d

Compliance Analyst - II

Live PersonHyderabad, Telangana, India (Remote)

Live Person is hiring a Remote Compliance Analyst - II

LivePerson (NASDAQ: LPSN) is the global leader in enterprise conversations. Hundreds of the world’s leading brands — including HSBC, Chipotle, and Virgin Media — use our award-winning Conversational Cloud platform to connect with millions of consumers. We power nearly a billion conversational interactions every month, providing a uniquely rich data set and safety tools to unlock the power of Conversational AI for better customer experiences.  

At LivePerson, we foster an inclusive workplace culture that encourages meaningful connection, collaboration, and innovation. Everyone is invited to ask questions, actively seek new ways to achieve success, nd reach their full potential. We are continually looking for ways to improve our products and make things better. This means spotting opportunities, solving ambiguities, and seeking effective solutions to the problems our customers care about.

Overview:

Compliance Analyst  is a key member of the Global Security Team supporting the execution of LivePerson’s global GRC program. The purpose of this position is to provide information security and compliance knowledge for support and implementation of the information security GRC program.

Responsibilities require knowledge to ensure effective compliance to regulations; 3rd party vendor management experience, control testing; awareness and education; and development of policies, standards and guidelines to align with the LivePerson Global Security Team’s mission - “To enable LivePerson, to be LivePerson  - Securely”.

Our Compliance Analyst reports to the GRC leadership team and are a part of LivePerson’s highly talented and Global Security Team.

You will:

Duties and Responsibilities:

Compliance

  • Collaborate with LivePerson teams to ensure we are implementing security best practices that meet relevant regulatory compliance requirements. 
  • Support the strategy for managing an increasing number of audits, compliance checks and assessment processes. 
  • Assist in the testing and analysis of the LivePerson control environment against industry and regulatory governance frameworks.

Audit

  • Work with the respective audit teams to obtain necessary evidence information for audits/assessments and certifications.
  • Provide guidance, evaluation and advocacy for all audit responses.

Shared Responsibilities

  • Support GRC team with other standard daily processes/ticket requests, as need arises.
  • Provide assistance in the 3rd Party Vendor Management program.
  • Assist the team to build and manage the security awareness program. This can include sending mass email communications, validating the content of the training is sufficient, providing reports for compliance/audit requirements.
  • Maintain excellent relationships with all business partners and provide a consistent perspective that continually puts LivePerson into the best security posture possible. 
  • Perform other duties as assigned to ensure the smooth functioning of the Global Security Team and maintain the reputation of LivePerson as a valued business partner to its customers.

You have:

  • Required Qualifications

    • Minimum of 4 years experience in a compliance and or IT security environment.
    • Knowledge of information security risk management frameworks and compliance practices (e.g., PCI DSS, HITRUST, SOC 2, ISO27001, NIST 800-171 etc.).
    • Excellent interpersonal communication, and presentation skills, including formal report writing experience for all levels of management.
    • Adept at understanding business focus and processes with the ability to inject GRC concepts into the business through teamwork and influence.
    • Exceptional oral and written communication skills to be used with all levels of management, across various business units, and both internally and externally, with an ability to express information security concepts in simplified terms.
    • Operate with a high degree of independence with regard to daily projects and duties as assigned.
    • Candidates must be willing to undergo background checks to verify their identity, character, qualifications, skills and experience.

    Preferred Qualifications

    • Experience in a SaaS environment.
    • College degree in Information Technology, Computer Science or a related field, or equivalent experience.
    • Advanced security qualifications such as CISSP, CRISC, CISM, GIAC, CDPSE or CIPM or equivalent experience.
    • Certifications and degrees are always welcomed, but don’t let not having them stop you from applying, as equivalent experience and knowledge can meet these requirements as well. 

Benefits:

  • Health: medical, dental, and vision
  • Time away: vacation and holidays
  • Development: Generous tuition reimbursement and access to internal professional development resources.
  • Equal opportunity employer
  • #LI-Remote

Why you’ll love working here:

As leaders in enterprise customer conversations, we celebrate diversity, empowering our team to forge impactful conversations globally. LivePerson is a place where uniqueness is embraced, growth is constant, and everyone is empowered to create their own success. And, we're very proud to have earned recognition from Fast Company, Newsweek, and BuiltIn for being a top innovative, beloved, and remote-friendly workplace. 

Belonging at LivePerson: 

We are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to age, ancestry, color, family or medical care leave, gender identity or expression, genetic information, marital status, medical condition, national origin, physical or mental disability, protected veteran status, race, religion, sex (including pregnancy), sexual orientation, or any other characteristic protected by applicable laws, regulations and ordinances. We also consider qualified applicants with criminal histories, consistent with applicable federal, state, and local law.

We are committed to the accessibility needs of applicants and employees. We provide reasonable accommodations to job applicants with physical or mental disabilities. Applicants with a disability who require reasonable accommodation for any part of the application or hiring process should inform their recruiting contact upon initial connection.

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+30d

Compliance Counsel

World Business Openings,Delhi,India, Remote
Design

World Business Openings is hiring a Remote Compliance Counsel

About World Business Lenders (www.wbl.com)

World Business Lenders (WBL) provides general purpose short-term real estate collateralized commercial loans to a broad customer base comprised of small and medium sized businesses throughout the United States that lack access to traditional funding.

This is a Contract/Consultant position. Generally, working hours will be 9:00am-6:00pm Eastern Time, Monday through Friday, although hours worked may be greater based upon operational requirements. The job requires EXCELLENT oral and written command of the English language. Resumes must be submitted in English or they will not be reviewed.

 

Position Overview

In a fast paced, high expectation, results oriented environment, the Compliance Counsel will support the General Counsel in coordinating and overseeing an effective U.S. compliance environment and protocol that is in line with current industry best practices.

Essential Functions

  • Coordinate and oversee an effective U.S. compliance environment and protocol that is in line with current industry best practices, and legal and regulatory guidance and requirements.
  • Enhance, develop, implement and administer appropriate compliance monitoring systems to ensure proper procedures are in place to identify suspicious and/or fraudulent activity.
  • Work closely with relevant business units to investigate activities that are suspicious in nature.
  • Independently recognize, develop, and implement cost effective compliance related solutions.
  • Ensure all required internal and regulatory reporting is conducted in a timely, accurate and compliant manner.
  • Develop, prepare, update and revise compliance policies and procedures.
  • Establish and administer compliance training programs.
  • Maintain current knowledge of all applicable rules and regulations.
  • Stay abreast of industry and compliance developments and trends.
  • Design and implement compliance testing programs.
  • Other projects and duties as assigned.
  • Law degree; from a nationally accredited U.S. law school preferred.
  • 5-10 years’ work experience in compliance and/or risk-management related fields, preferably in financial/mortgage services and in the U.S.
  • Demonstrated experience with and working knowledge of U.S. federal and state commercial lending and loan brokering laws, rules and regulations, and licensing requirements, and laws, rules, regulations governing U.S. financial institutions preferred.
  • Excellent organizational, communication (both written and verbal) and computer skills.
  • Able to hire, train, supervise, manage and develop lawyers in the same reporting line.
  • Strong legal research skills.
  • Able to work in a fast-paced, deadline-driven environment and handle multiple projects simultaneously.
  • Detail-oriented and resourceful with excellent follow-through skills.
  • Proficient in all Microsoft Office and Adobe applications.
  • Able to establish and maintain effective work relationships both internally and externally.

CONTRACT / CONSULTANCY POSITION

Compensation: DOE

11 US Paid Holiday per year

Must be able to satisfactorily complete a background check

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+30d

Compliance Counsel

World Business OpeningsSão Paulo,State of São Paulo,Brazil, Remote
Design

World Business Openings is hiring a Remote Compliance Counsel

About World Business Lenders (www.wbl.com)

World Business Lenders (WBL) provides general purpose short-term real estate collateralized commercial loans to a broad customer base comprised of small and medium sized businesses throughout the United States that lack access to traditional funding.

This is a Contract/Consultant position. Generally, working hours will be 9:00am-6:00pm Eastern Time, Monday through Friday, although hours worked may be greater based upon operational requirements. The job requires EXCELLENT oral and written command of the English language. Resumes must be submitted in English or they will not be reviewed.

 

Position Overview

In a fast paced, high expectation, results oriented environment, the Compliance Counsel will support the General Counsel in coordinating and overseeing an effective U.S. compliance environment and protocol that is in line with current industry best practices.

Essential Functions

  • Coordinate and oversee an effective U.S. compliance environment and protocol that is in line with current industry best practices, and legal and regulatory guidance and requirements.
  • Enhance, develop, implement and administer appropriate compliance monitoring systems to ensure proper procedures are in place to identify suspicious and/or fraudulent activity.
  • Work closely with relevant business units to investigate activities that are suspicious in nature.
  • Independently recognize, develop, and implement cost effective compliance related solutions.
  • Ensure all required internal and regulatory reporting is conducted in a timely, accurate and compliant manner.
  • Develop, prepare, update and revise compliance policies and procedures.
  • Establish and administer compliance training programs.
  • Maintain current knowledge of all applicable rules and regulations.
  • Stay abreast of industry and compliance developments and trends.
  • Design and implement compliance testing programs.
  • Other projects and duties as assigned.
  • Law degree; from a nationally accredited U.S. law school preferred.
  • 5-10 years’ work experience in compliance and/or risk-management related fields, preferably in financial/mortgage services and in the U.S.
  • Demonstrated experience with and working knowledge of U.S. federal and state commercial lending and loan brokering laws, rules and regulations, and licensing requirements, and laws, rules, regulations governing U.S. financial institutions preferred.
  • Excellent organizational, communication (both written and verbal) and computer skills.
  • Able to hire, train, supervise, manage and develop lawyers in the same reporting line.
  • Strong legal research skills.
  • Able to work in a fast-paced, deadline-driven environment and handle multiple projects simultaneously.
  • Detail-oriented and resourceful with excellent follow-through skills.
  • Proficient in all Microsoft Office and Adobe applications.
  • Able to establish and maintain effective work relationships both internally and externally.

CONTRACT / CONSULTANCY POSITION

Compensation: DOE

11 US Paid Holiday per year

Must be able to satisfactorily complete a background check

See more jobs at World Business Openings

Apply for this job

+30d

Compliance Counsel

World Business Openingsİstanbul,Turkey, Remote
Design

World Business Openings is hiring a Remote Compliance Counsel

About World Business Lenders (www.wbl.com)

World Business Lenders (WBL) provides general purpose short-term real estate collateralized commercial loans to a broad customer base comprised of small and medium sized businesses throughout the United States that lack access to traditional funding.

This is a Contract/Consultant position. Generally, working hours will be 9:00am-6:00pm Eastern Time, Monday through Friday, although hours worked may be greater based upon operational requirements. The job requires EXCELLENT oral and written command of the English language. Resumes must be submitted in English or they will not be reviewed.

 

Position Overview

In a fast paced, high expectation, results oriented environment, the Compliance Counsel will support the General Counsel in coordinating and overseeing an effective U.S. compliance environment and protocol that is in line with current industry best practices.

Essential Functions

  • Coordinate and oversee an effective U.S. compliance environment and protocol that is in line with current industry best practices, and legal and regulatory guidance and requirements.
  • Enhance, develop, implement and administer appropriate compliance monitoring systems to ensure proper procedures are in place to identify suspicious and/or fraudulent activity.
  • Work closely with relevant business units to investigate activities that are suspicious in nature.
  • Independently recognize, develop, and implement cost effective compliance related solutions.
  • Ensure all required internal and regulatory reporting is conducted in a timely, accurate and compliant manner.
  • Develop, prepare, update and revise compliance policies and procedures.
  • Establish and administer compliance training programs.
  • Maintain current knowledge of all applicable rules and regulations.
  • Stay abreast of industry and compliance developments and trends.
  • Design and implement compliance testing programs.
  • Other projects and duties as assigned.
  • Law degree; from a nationally accredited U.S. law school preferred.
  • 5-10 years’ work experience in compliance and/or risk-management related fields, preferably in financial/mortgage services and in the U.S.
  • Demonstrated experience with and working knowledge of U.S. federal and state commercial lending and loan brokering laws, rules and regulations, and licensing requirements, and laws, rules, regulations governing U.S. financial institutions preferred.
  • Excellent organizational, communication (both written and verbal) and computer skills.
  • Able to hire, train, supervise, manage and develop lawyers in the same reporting line.
  • Strong legal research skills.
  • Able to work in a fast-paced, deadline-driven environment and handle multiple projects simultaneously.
  • Detail-oriented and resourceful with excellent follow-through skills.
  • Proficient in all Microsoft Office and Adobe applications.
  • Able to establish and maintain effective work relationships both internally and externally.

CONTRACT / CONSULTANCY POSITION

Compensation: DOE

11 US Paid Holiday per year

Must be able to satisfactorily complete a background check

See more jobs at World Business Openings

Apply for this job

+30d

Compliance Coordinator

Full Time1 year of experiencejirasalesforcecss

DealerOn, Inc. is hiring a Remote Compliance Coordinator

Compliance Coordinator - DealerOn, Inc. - Career PageSee more jobs at DealerOn, Inc.

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